SEC Fines 11 Companies More Than $88 Million for Record-Keeping Violations

The U.S. Securities and Exchange Commission (SEC) announced that 11 financial firms, including broker-dealers and investment advisers, have agreed to pay more than $88 million in penalties to settle charges... ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌  ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌  ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌  ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌  ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ 

September 25, 2024

TODAY IN HISTORY Bill of Rights passes Congress 1789 TOP NEWS SEC Fines 11 Companies More Than $88 Million for Record-Keeping Violations The U.S. Securities and Exchange Commission (SEC) announced that 11 financial firms, including broker-dealers and investment advisers, have agreed to pay more than $88 million in penalties to settle charges... SHARE*     READ MORE Jury Clears Most Defendants in 'Trump Train' Case A federal jury in Texas on Sept. 23 rejected voter intimidation allegations against nearly all of the President Donald Trump supporters who surrounded a Biden–Harris campaign bus on a highway... SHARE*     READ MORE >>> Handwritten Note Gives New Details on Apparent Trump Assassination Attempt Crossroads       WATCH NOW Biden, in His Last UN General Assembly Address, Seeks to Calm Middle East Tensions | Capitol Report Capitol Report       WATCH NOW HEALTH Understand Chronic Inflammation and 6 Ways To Reduce It SHARE*       READ MORE Sponsored by PGG "Politicians Need Happy Voters, There's No Political Incentive To Stop Printing Money." LEARN MORE INSPIRING Sponsored Content Watch for FREE: The Three Stooges Family Album goes behind the cameras to look at America's favorite comedy trio with never-seen-before footage that show how hilarious they are on and off the screen. Check out NOW LIFESTYLE Ocean Explorers Find Seamount Thriving Thousands of Feet Underwater With Rare 'Casper' Octopus SHARE*       READ MORE PHOTOS: Canine Photographer Captures Man's Best Friend Amid Majestic Mountain and Ice Scenes SHARE*       READ MORE EPOCH FUN Freecell Solitaire Arrange cards by suit in ascending order to win. PLAY Spot the Difference Find the differences between 2 images. PLAY Word Wipe Create words to eliminate tiles. PLAY

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